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Disclosures
| Securities are offered through Registered Representatives of Cadaret, Grant & Co., Inc., member FINRA/SIPC. Castle Financial and Cadaret, Grant are separate entities. Client security and mutual fund accounts are held at Pershing LLC, member FINRA, NYSE, SIPC. Pershing, a subsidiary of The Bank of New York Mellon Corporation, offers one billion dollar account protection in addition to coverage provided by Securities Investors Protection Corporation (SIPC). Castle Financial only transacts business in states where it is properly registered, or excluded or exempted from registration requirements. Al Procaccino, President & CEO of Castle, holds Licenses Series 7, 63, 65 and 24 (Principal). He is registered in the following states: CA, FL, NC, NJ, NV, NY, OH, PA, SC, TX , VA and WA. Mr. Procaccino will register, prior to solicitation, in additional states if warranted. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended and/or purchased by Castle Financial), or product made reference to directly or indirectly on this Website, or indirectly via link to any unaffiliated third-party Website, will be profitable or equal to corresponding indicated performance levels. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio. No client or prospective client should assume that any information presented and/or made available on this site serves as the receipt of, or a substitute for, personalized individual advice from the advisor or any other investment professional. Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results. Castle Financial has a Business Continuity Plan in place to respond to events that significantly disrupt our business. Since timing and impact of disasters and disruptions are unpredictable we will be flexible in responding to actual events as they occur. Our plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the business disruption. The plan calls for the routing of phone calls, trades, faxes, and mail to an alternate Castle Financial location. Business is intended to be reinstated within a short period of time, ensuring that clients have access to their cash and securities. Hyperlinks on this site are provided as a convenience and we disclaim any responsibility for information, services or products found on sites linked hereto. |
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